8 results

• FINRA Charges Oppenheimer $921K For Overcharging Customers

  December 13, 2013

  Irvin Jackson

  Oppenheimer must pay $900K in fines and restitution for overcharging customers and failing to supervise its traders.

• SEC Investigating Mutual Fund Losses from Puerto Rico Bonds

  October 29, 2013

  Russell Maas

  The SEC is investigating claims of financial fraud by a number of investment firms involving Puerto Rico bond funds.

• Oppenheimer Settles Lawsuit Over Auction Rate Securities with New York AG

  February 26, 2010

  Staff Writers

  Oppenheimer & Co. has reached a settlement with New York Attorney General Andrew Cuomo to return $31 million in losses...

• OppenheimerFunds Settlement Results in $77M Payment to Illinois

  December 23, 2009

  AboutLawsuits

  OppenheimerFunds Inc. has agreed to pay $77 million to the state of Illinois to settle an ongoing investigation into the...

• Oppenheimer Fund Lawsuit Settled for $20M

  November 24, 2009

  AboutLawsuits

  OppenheimerFunds Inc. has reached a $20 million settlement with the state of Oregon, which accused the company of investment fraud...

• Oppenheimer Lawsuit Filed by Oregon Over Mutual Fund Losses

  April 16, 2009

  AboutLawsuits

  The State of Oregon has filed a $36.2 million lawsuit against OppenheimerFunds, Inc., seeking to recover losses caused by the...

• Oppenheimer Class Action Lawsuit Filed Over Champion Income Fund

  February 16, 2009

  AboutLawsuits

  A class action lawsuit has been brought on behalf of investors who purchased or held shares of the Oppenheimer Champion...

• Oppenheimer Champion Income Fund Lawsuits

  February 1, 2009

  AboutLawsuits

  Investors who have lost money as a result of investments in the Oppenheimer Champion Income Fund, may be entitled to...